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Unpublished
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Court
Court of Appeals
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NOT DESIGNATED FOR PUBLICATION
No. 115,565
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
STATE OF KANSAS,
Appellee,
v.
HOLLY SECREST,
Appellant.
MEMORANDUM OPINION
Appeal from Johnson District Court; THOMAS KELLY RYAN, judge. Opinion filed February 10,
2017. Affirmed and remanded with directions.
Clayton J. Perkins, of Kansas Appellate Defender Office, for appellant.
Shawn E. Minihan, assistant district attorney, Stephen M. Howe, district attorney, Derek Schmidt,
attorney general, for appellee.
Before GARDNER, P.J., POWELL, J., and HEBERT, S.J.
Per Curiam: Holly Secrest pled to two counts of aggravated assault on a law
enforcement officer. On appeal, she makes three arguments: (1) She did not commit an
offense triggering registration under the Kansas Offender Registration Act; (2) the district
judge did not find that she used a deadly weapon; and (3) any finding by the district judge
that she used a deadly weapon violates her Apprendi rights. We disagree and affirm.
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Factual and procedural background
Holly Secrest was charged with two counts of aggravated assault on a law
enforcement officer, one count of possession of marijuana, and one count of possession
of drug paraphernalia. In exchange for Secrest's plea of no contest to the two counts of
aggravated assault, the State agreed to dismiss the drug charges. Count I stated:
"That on or about the 5th day of November, 2015, in the County of Johnson and State of
Kansas, HOLLY NICOLE SECREST did then and there unlawfully, feloniously and
intentionally place a uniformed or properly identified law enforcement officer, to-wit:
Sgt. Brokaw, in reasonable apprehension of immediate bodily harm, with a deadly
weapon, to-wit: handgun, while the said officer was engaged in the performance of the
officer’s duty, to-wit: investigating shots fired complaint, a severity level 6 person felony,
in violation of K.S.A. 21-5412(d), K.S.A. 21-6804 and K.S.A. 21-6807. (aggravated
assault on a law enforcement officer)."
Count II was identical except for its naming of a different law enforcement officer.
Before accepting Secrest's plea, the district court judge reviewed the charges of
Counts I and II with her and explained that she was about to plead no contest to putting
two police officers in reasonable apprehension of immediate bodily harm with a deadly
weapon, "in this case, a handgun." Secrest pled no contest to Counts I and II.
At sentencing, the district court judge noted that Special Rule 1 applied to Counts
I and II because they were person felonies committed with a firearm. The court also noted
that Secrest's offenses required offender registration. Secrest did not object. Secrest's
attorney stated that Secrest had already registered as a violent offender. The district court
advised Secrest of her obligations under the Kansas Offender Registration Act (KORA).
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The district court sentenced Secrest to 18 months' prison on Count I and 18
months' prison on Count II, with the sentences to run concurrently. While considering
Secrest's motion for dispositional departure, the district judge asked what type of gun
Secrest had used. The State's attorney replied, "It was a handgun," while Secrest's
attorney added "Semi-automatic." The district court denied Secrest's motion for
dispositional departure, and Secrest later appealed.
Discussion
Secrest makes three primary arguments on appeal: (1) She did not commit an
offense that triggers KORA's registration requirement; (2) the district judge did not make
a finding that Secrest used a deadly weapon; and (3) any finding by the district judge that
Secrest used a deadly weapon violates Secrest's rights under Apprendi.
Preservation
Secrest did not object to the registration requirement at sentencing. Generally, a
constitutional issue cannot be raised for the first time on appeal. State v. Phillips, 299
Kan. 479, 493, 325 P.3d 1095 (2014). Secrest relies on the second of three exceptions to
the preservation rule, alleging consideration of her theory is necessary to serve the ends
of justice or to prevent the denial of fundamental rights. 299 Kan. at 493.
Secrest argues two reasons in support of that conclusion. First, the challenged acts
violated her procedural due process rights by imposing a registration requirement without
convicting her of an underlying offense that triggers the registration requirement. Second,
consideration of Secrest's claim is necessary to prevent the denial of her Sixth
Amendment Apprendi rights.
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"[W]e have traditionally addressed Apprendi issues raised for the first time on
appeal to prevent the denial of a fundamental right." State v. Wheeler, No. 114,518, 2016
WL 5853090, at *1 (Kan. App. 2016) (unpublished opinion). We do the same here, so we
will consider this issue as fitting within an exception to the general rule on preservation.
Standard of Review
A constitutional challenge to KORA is a question of law subject to unlimited
review. State v. Petersen-Beard, 304 Kan. 192, 194, 377 P.3d 1127 (2016). The
applicable provision of KORA defines "violent offender" as a person who "on or after
July 1, 2006, is convicted of any person felony and the court makes a finding on the
record that a deadly weapon was used in the commission of such person felony." K.S.A.
2015 Supp. 22-4902(e)(2). Violent offenders are required to register. K.S.A. 2015 Supp.
22-4906(a)(1)(M).
Secrest committed a triggering offense
Secrest's first argument is that she did not commit an offense that triggers the
registration requirement. Secrest cites State v. Wilkinson, 269 Kan. 603, 614, 9 P.3d 1
(2000), for the proposition that "the only procedural due process to which a defendant is
entitled to under the registration law is the process required to convict him or her of an
underlying offense that triggers the registration requirement." In this case, the district
court judge said, "this being a severity Level 6 offense requires offender registration."
Secrest correctly argues that the law does not require registration merely for committing a
level 6 felony. See K.S.A. 2015 Supp. 22-4902(e). However, the statute does say that
offenders convicted of "any person felony" are subject to registration if the court also
finds that the offender used a deadly weapon in the commission of the offense. K.S.A.
2015 Supp. 22-4902(e)(2). Secrest was convicted of committing a person felony and the
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court found that she used a deadly weapon, as we explain below. Accordingly, her
offense triggers the registration requirement under K.S.A. 2015 Supp. 22-4902(e)(2).
The district court found that Secrest used a deadly weapon.
Secrest next argues that the district court never explicitly found at sentencing that
she used a deadly weapon. This argument is not without support. Secrest's Journal Entry
of Judgment is marked "No" in response to the question, "Did offender, as determined by
the court, commit the current crime with a deadly weapon?" Additionally, the journal
entry box that states, "Defendant informed of duty to register as an offender pursuant to
the Kansas Offender Registration Act" is not checked, and no Offender Registration
Supplement is attached to the journal entry.
We have previously upheld registration requirements despite a lack of explicit
findings that the defendant used a deadly weapon. For example, in State v. DeJesus, No.
101,670, 2010 WL 2044928 (Kan. App. 2010) (unpublished opinion), the district court
did not make a specific finding that the defendant had used a deadly weapon. The district
court had, however, stated that the defendant "was convicted of 'one count of aggravated
assault with a deadly weapon'" and the journal entry noted that the defendant had
"committed 'the current crime with a deadly weapon.'" 2010 WL 2044928, at *5. We held
that these findings constituted specific findings on the record sufficient to trigger the
KORA registration requirement. 2010 WL 2044928, at *5.
Similarly, in State v. Gilkes, No. 109,259, 2014 WL 642091, at *4 (Kan. App.
2014) (unpublished opinion), rev. granted 304 Kan. 1019 (2016), this court noted that
"[w]hile the sentencing judge did not explicitly identify his observations about [the
defendant's] use of a knife as being a factual predicate for registration under KORA, the
fact of this finding is clear." The Gilkes court held that "the various references to [the
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defendant's] use of a knife in the commission of this crime constitutes an adequate
finding to support application of KORA." 2014 WL 642091, at *4.
Although the district court here did not make a specific finding on the record that
Secrest used a deadly weapon, the record contains ample references to Secrest's use of a
deadly weapon during the commission of her offenses. The district judge said "Special
Rule 1 applies that this is a person felony committed with a firearm." The judge also
asked how many shots were fired and what type of weapon was fired. The State's
attorney replied that Secrest fired a handgun and Secrest's attorney added that it was a
semi-automatic. Additionally, when reviewing the factual basis for the plea, the district
judge noted that Secrest used "a deadly weapon," specifically "a handgun." The district
judge reviewed these facts at sentencing, stating, "What I know is what occurred back in
November being highly intoxicated with your co-defendant in your apartment and
shooting at these different people, employees or people going to the hospital, coming
from the hospital, and police officers to which you pled no contest." Thus, as in Gilkes,
although the sentencing judge did not specifically find for purposes of KORA registration
that Secrest used a deadly weapon, the district court sufficiently found on the record that
Secrest used a deadly weapon in the commission of her person felonies. No more is
required. See K.S.A. 2015 Supp. 22-4902(e)(2).
The journal entry should be corrected
The journal entry is incorrect in two respects. It is marked "No" where it asks
whether the "offender, as determined by the court commit[ted] the current crime with a
deadly weapon." The journal entry also states that Secrest was not informed of her duty
to register, even though the record reflects that the district judge did inform Secrest of
this duty at the sentencing hearing. And 2 days before the journal entry was filed, the
court sent Secrest notice of her duty to register. The journal entry does state that Special
Rule 1 applies because Secrest committed a person felony with a firearm. This
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contradicts the portion of the journal entry that states that she did not use a deadly
weapon.
"[A] criminal sentence is effective when pronounced from the bench; it does not
derive its effectiveness from the journal entry." Abasolo v. State, 284 Kan. 299, 304, 160
P.3d 471 (2007). A journal entry that imposes a sentence at variance with the sentence
pronounced from the bench is erroneous and must be corrected to reflect the actual
sentence imposed. State v. Mason, 294 Kan. 675, 677, 279 P.3d 707 (2012). "The journal
entry of sentencing can be corrected by a nunc pro tunc order so that it reflects the actual
sentence pronounced from the bench." 294 Kan. at 677.
We recognize that offender registration is not considered part of a sentence. State
v. Simmons, 50 Kan. App. 2d 448, 458, 329 P.3d 523 (2014), rev. granted 304 Kan. 1021
(2016) ("[KORA's] registration requirements simply are not part of an offender's
sentence.") But, we believe the error regarding offender registration on the journal entry
warrants correction. See Gilkes, 2016 WL 642091, at *5. We shall therefore remand the
case with directions for the district court to correct the errors in the journal entry. The
entry should state that the district court found that Secrest used a deadly weapon and that
Secrest was informed of her duty to register, as the record reflects.
A sentencing court's finding that a defendant used a deadly weapon for KORA
registration purposes does not violate the defendant's Apprendi rights
Secrest also argues that the district court violated Apprendi because a jury should
have determined whether she used a deadly weapon in her offenses. Apprendi held
"[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime
beyond the prescribed statutory maximum must be submitted to a jury, and proved
beyond a reasonable doubt." Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348,
147 L. Ed. 2d 435.
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But KORA registration does not implicate Apprendi because KORA does not
impose "'a more severe sentence than the maximum sentence authorized by the facts
found by the jury.'" State v. Chambers, 36 Kan. App. 2d 228, 239, 138 P.3d 405 (2006).
(quoting State v. Gould, 271 Kan. 394, Syl. ¶ 4, 23 P.3d 801 [2001]). We have repeatedly
reaffirmed the Chambers holding. See, e.g., State v. Unrein, 47 Kan. App. 2d 366, 372,
274 P.3d 691 (2012) ("[W]e hold the district court's factual finding that Unrein used a
deadly weapon in the commission of two attempted aggravated assaults which resulted in
the court's order for Unrein to register under KORA did not violate his constitutional
right to a jury trial."); State v. Miller, No. 108,984, 2014 WL 1193376, at *13 (Kan. App.
2014) (unpublished opinion) ("Our court has repeatedly held a district court's
determination that a weapon was used in the commission of the crime, thus requiring a
defendant to register under KORA, does not implicate Apprendi."), rev. denied 301 Kan.
1050 (2014).
Recent Supreme Court cases have muddied the waters, however. The Kansas
Supreme Court recently decided several cases on the same day that addressed issues
related to offender registration, but its holdings are not consistent. In State v. Charles,
304 Kan. 158, 176, 372 P.3d 1109 (2016), a district judge determined that the defendant
had used a deadly weapon in the commission of his offense and was thus required to
register under KORA. The defendant challenged the constitutionality of KORA's
requirement for judicial factfinding under Apprendi. The Kansas Supreme Court held
"that the registration requirement qualifies as punishment under the Due Process Clause,
and that its imposition on [the defendant] required a jury finding of his use of a deadly
weapon under Apprendi." 304 Kan. at 178.
In reaching that conclusion, the court relied heavily on another case that it had
decided the same day—Doe v. Thompson, 304 Kan. 291, 373 P.3d 750 (2016), overruled
by State v. Petersen-Beard, 304 Kan. 192. Doe was overruled the very day it was decided
by Petersen-Beard. The Charles court acknowledged that Petersen-Beard overruled the
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case upon which it based its ruling and stated that this "may influence whether the KORA
holding of this case is available to be relied upon by violent offenders whose appeals
have yet to be decided." Charles, 304 Kan. at 178.
The issue in Petersen-Beard was whether KORA's mandatory lifetime sex
offender registration constitutes cruel and unusual punishment under the Eighth
Amendment or § 9 of the Kansas Constitution Bill of Rights. Petersen-Beard, 304 Kan.
192. The Kansas Supreme Court held that KORA's lifetime sex offender registration
requirements were not punishment for the purposes of applying the United States or
Kansas Constitutions. 304 Kan. at 209.
Secrest requests that we follow the holding in Charles, which would require a jury
to find that she used a deadly weapon. She notes that Petersen-Beard did not explicitly
overrule Charles. Although not explicitly overruled, Charles is no longer good law.
Charles' holding was premised on the idea that KORA's registration requirements are
punishment. Charles, 304 Kan. at 178. But Petersen-Beard explicitly ruled that KORA's
registration requirements are not punishment. Petersen-Beard, 304 Kan. at 209. Even if
Charles were still good law, this court is only duty bound to follow Kansas Supreme
Court precedent if there is no indication that the court is departing from its previous
position. State v. Meyer, 51 Kan. App. 2d 1066, 1072, 360 P.3d 467 (2015). The
Petersen-Beard holding is a radical departure from the Charles holding. Thus, we are not
bound to follow Charles and shall instead follow Petersen-Beard. Adhering to the
reasoning in Petersen-Beard, we conclude that requiring Secrest to register under KORA
did not implicate Apprendi. See Wheeler, 2016 WL 5853090, at *3.
We therefore affirm the holdings of the district court and remand with directions
to correct errors in the journal entry.