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Status
Unpublished
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Release Date
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Court
Court of Appeals
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PDF
115297
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NOT DESIGNATED FOR PUBLICATION
No. 115,297
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
In the Matter of the Care and Treatment of
PHILLIP B.R. JIMENEZ, JR.
MEMORANDUM OPINION
Appeal from Butler District Court; MICHAEL E. WARD, judge. Opinion filed March 17, 2017.
Affirmed.
Gerald E. Wells, of Jerry Wells Attorney-at-Law, of Lawrence, for appellant.
Dwight R. Carswell, assistant solicitor general, and Derek Schmidt, attorney general, for appellee.
Before LEBEN, P.J., POWELL and SCHROEDER, JJ.
POWELL, J.: Phillip B.R. Jimenez, Jr., appeals the jury's verdict finding him a
sexually violent predator. He argues the State presented insufficient evidence for a
reasonable jury to make such a finding and that the State's expert testimony was
inadmissible. Because the record shows the State's evidence was sufficient and that
Jimenez failed to preserve the admissibility issue by failing to object for the same reason
he asserts before us, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
In 2002, Jimenez was convicted of aggravated criminal sodomy and sentenced to
165 months in prison. On April 25, 2014, about a month before Jimenez was to be
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released, the State filed a petition to have Jimenez civilly committed as a sexually violent
predator. After a hearing the district court found that probable cause existed and ordered
Jimenez to be evaluated at the Larned State Security Hospital. Dr. Krystal Dinwiddie
conducted Jimenez' psychological evaluation. As Dr. Dinwiddie was completing a
postdoctoral fellowship at the time, one of her fellowship supervisors reviewed and
cosigned her report.
Before trial, Jimenez filed two motions. In the first, he asked the district court to
apply the evidentiary test of Daubert v. Merrill Dow Pharmaceuticals, Inc., 509 U.S.
579, 113 S. Ct. 2786, 125 L. Ed. 2d 469 (1993), to the State's expert testimony. In the
second, he argued the district court should exclude the State's expert testimony as
inadmissible hearsay. The district court denied both motions.
At trial, Dr. Dinwiddie testified that she diagnosed Jimenez with antisocial
personality disorder with schizotypal features, major depressive disorder, pedophilia, and
alcohol dependence. She also concluded, after considering his actuarial test scores and
other factors, that Jimenez was likely to commit repeat acts of sexual violence and had
serious difficulty controlling his dangerous behavior because of these diagnoses. Dr.
Michael Klemens testified he was Dr. Dinwiddie's supervisor when she evaluated
Jimenez and he had reviewed and cosigned her report on Jimenez.
Jimenez testified about the underlying offense, admitting he had sodomized a 19-
month-old girl while changing her diaper. While Jimenez claimed he neither wanted to
nor would commit other sexually violent crimes, he also admitted to victimizing more
than 20 other children over the course of his life. Dr. Bradley Sutherland had also
evaluated Jimenez and testified that he diagnosed Jimenez with schizoaffective disorder,
alcohol use disorder, and pedophilic disorder. Like Dr. Dinwiddie, he also considered
Jimenez' actuarial test scores and other factors before concluding that Jimenez was likely
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to commit repeat acts of sexual violence and had serious difficulty controlling his
dangerous behavior.
Jimenez' only witness was Dr. Gerald Gentry. Because he did not evaluate
Jimenez, Dr. Gentry only testified about the evaluations that Dr. Dinwiddie and Dr.
Sutherland conducted. As expected, he criticized those evaluations. Jimenez also, based
on his pretrial motions, lodged a continuing objection to the State's expert testimony as
inadmissible hearsay and objected to the district court's decision not to apply the Daubert
standard to such testimony. The district court noted Jimenez' objections and told him that
if he had other objections to the evidence he still needed to make them.
The jury ultimately found Jimenez to be a sexually violent predator. Following the
verdict, the district court committed Jimenez to the custody of the Secretary of the
Kansas Department for Aging and Disability Services for care and treatment.
Jimenez timely appeals.
WAS THERE SUFFICIENT EVIDENT FOR THE JURY TO FIND
JIMENEZ IS A SEXUALLY VIOLENT PREDATOR?
Jimenez first claims the State's evidence was insufficient to support the jury's
verdict finding him to be a sexually violent predator. When the sufficiency of the
evidence is challenged, we consider, viewing the evidence in the light most favorable to
the State, whether a reasonable factfinder could have found beyond a reasonable doubt
that the person is a sexually violent predator. In re Care & Treatment of Williams, 292
Kan. 96, 104, 253 P.3d 327 (2011). We do not reweigh the evidence, evaluate witness
credibility, or resolve evidentiary conflicts. 292 Kan. at 104.
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In civil commitment cases filed pursuant to the Kansas Sexually Violent Predator
Act, K.S.A. 59-29a01 et seq., the State bears the burden of proving beyond a reasonable
doubt that (1) the individual has been convicted of or charged with a sexually violent
offense; (2) the individual suffers from a mental abnormality or personality disorder; (3)
the individual is likely to commit repeat acts of sexual violence because of a mental
abnormality or personality disorder; and (4) the individual has serious difficulty
controlling his or her dangerous behavior. 292 Kan. at 106; see K.S.A. 2016 Supp. 59-
29a02(a)-(e); K.S.A. 2016 Supp. 59-29a07. On appeal, Jimenez attacks only the third and
fourth elements.
Our review of the record shows the State presented sufficient evidence to establish
these elements. Dr. Dinwiddie testified that she diagnosed Jimenez with antisocial
personality disorder with schizotypal features, major depressive disorder, pedophilia, and
alcohol dependence. In her opinion, Jimenez is likely to commit repeat acts of sexual
violence because of these diagnoses. She also testified that because of his personality
disorder and mental abnormalities, Jimenez has serious difficulty controlling his
dangerous behavior. Dr. Sutherland, likewise, testified that he diagnosed Jimenez with
schizoaffective disorder, alcohol use disorder, and pedophilic disorder. These diagnoses
significantly increase, in Dr. Sutherland's opinion, the likelihood that Jimenez will
commit repeat acts of sexual violence. Dr. Sutherland also opined that Jimenez is
seriously unable to control his dangerous behavior.
Jimenez argues that a reasonable jury would not have accepted Dr. Dinwiddie's
opinions due to her inexperience, noting that she had only a temporary psychologist's
license and had conducted only one other sexually violent predator evaluation. But at the
time Dr. Dinwiddie evaluated Jimenez, she had earned a doctoral degree in psychology
and was in the process of completing a postdoctoral fellowship, which is why she had
only a temporary license. Dr. Klemens, who was Dr. Dinwiddie's fellowship supervisor
when she evaluated Jimenez, met with her twice a week. By the time Dr. Dinwiddie
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offered her expert opinion at trial, she had completed her fellowship, was employed as a
clinical psychologist for the Minnesota Department of Human Services, and had
conducted over 50 psychological interviews. More importantly, given the jury's verdict,
the jury evidently found Dr. Dinwiddie credible. We are bound by that determination. See
292 Kan. at 104.
Jimenez also argues that the conclusions of the State's experts are unreliable
because they criticized the actuarial tests that they scored. The experts testified, however,
that actuarial tests are not meant to be considered standing alone but merely serve as a
baseline, and the experts testified that they considered other factors and circumstances in
reaching their respective conclusions. For instance, Dr. Dinwiddie noted that Jimenez'
pedophilia abnormality made him likely to reoffend based on his self-described history of
sexually deviant behavior toward children, his report of experiencing sexual arousal by
children, his offense pattern, and his diminished capacity to form healthy, close
relationships with people his age. His alcohol dependence also increases his likelihood to
reoffend because he offended while under the influence of alcohol and reported that
alcohol made him feel untouchable or invincible.
Jimenez finally argues that we should consider his own testimony and the
testimony of Dr. Gentry. Specifically, Jimenez testified that he did not want to commit
deviant acts in the future and explained why he would not. In addition, Dr. Gentry, a
more experienced psychologist than the State's experts, criticized Dr. Dinwiddie's and Dr.
Sutherland's evaluations. Despite hearing Jimenez' claims and Dr. Gentry's testimony and
criticisms, however, the jury apparently concluded that the State's experts were more
reliable. It is not our place to reweigh this evidence. 292 Kan. at 104. The record
ultimately shows that a reasonable factfinder could have found that the State met its
burden of proving beyond a reasonable doubt that Jimenez is a sexually violent predator.
The State's evidence was sufficient to support the jury's verdict.
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WAS THE STATE'S EXPERTS' TESTIMONY ADMISSIBLE UNDER FRYE?
Jimenez also claims that the State's expert testimony was inadmissible under the
evidentiary standard set forth in Frye v. United States, 293 F. 1013 (D.C. Cir. 1923).
When the admissibility of evidence is questioned, we review the district court's decision
for abuse of discretion. In re Care & Treatment of Hay, 263 Kan. 822, Syl. ¶ 17, 953 P.2d
666 (1998).
At trial, Jimenez objected to the State's expert testimony on hearsay grounds and
on the basis that such testimony was not admissible when applying the Daubert
evidentiary standard. The district court ruled that Frye was applicable and overruled the
objection. The district court also held that such testimony was admissible under an
exception to the hearsay rule contained in K.S.A. 2016 Supp. 59-29a06(c). Jimenez never
objected on the grounds that the State's expert testimony was inadmissible under Frye,
which he seems to acknowledge.
Until mid-2014, Kansas had always applied the Frye test to the admission of
scientific expert testimony. Under Frye, expert scientific opinion testimony could be
admitted if such evidence was generally accepted as reliable within the expert's particular
field. In re Girard, 296 Kan. 372, 376, 294 P.3d 236 (2013). Effective July 1, 2014, in
provisions of the Kansas Rules of Evidence applicable to most trials, the Kansas
Legislature abrogated the Frye test and instead codified the Daubert test in K.S.A. 2014
Supp. 60-456 through K.S.A. 2014 Supp. 60-458. Smart v. BNSF Railway Co., 52 Kan.
App. 2d 486, 492, 369 P.3d 966 (2016). The Daubert test is a multistep one: First, the
court must examine whether the expert is qualified by knowledge, skill, experience,
training, or education to render an opinion. 52 Kan. App. 2d at 494; see K.S.A. 2014
Supp. 60-456(b). Second, the court must determine whether the proposed expert
testimony is both reliable and relevant—meaning that it will assist the trier of fact—
before permitting the jury to assess such testimony. 52 Kan. App. 2d at 494; see K.S.A.
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2014 Supp. 60-456(b). Reliability is determined by such factors as (1) whether the theory
has been tested, (2) whether the theory has been subject to peer review and publication,
(3) the known or potential rate of error associated with the theory, and (4) whether the
theory has attained widespread or general acceptance. 52 Kan. App. 2d at 495; see K.S.A.
2014 Supp. 60-456(b). These four factors are not to be considered a definitive checklist
but are to aid the court's gatekeeping function concerning reliability which must be tied to
the facts of a particular case. 52 Kan. App. 2d at 495.
Before us, Jimenez attacks the admissibility of the State's expert testimony under
Frye, not Daubert, and even concedes in his brief the State's position that Frye is
applicable. The parties' position has some support in K.S.A. 2016 Supp. 59-29a06(c),
which applies to trials to determine whether a person like Jimenez should be civilly
committed as a sexually violent predator, provides its own rules for expert witnesses
"[n]otwithstanding K.S.A. 60-456," the provision that now adopts the Daubert standard
for most cases. But we need not determine whether Frye, Daubert, or even some other
standard applies to trials to determine whether a person should be committed as a
sexually violent predator. That's because the argument Jimenez made in the district court
was that the State's expert testimony should be excluded under Daubert, and Jimenez
does not make that argument on appeal. Therefore, Jimenez has waived or abandoned this
point. See Superior Boiler Works v. Kimball, 292 Kan. 885, 889, 259 P.3d 676 (2011).
Moreover, even assuming that Frye was applicable at trial, Jimenez cannot get
relief under the Frye test either because he failed to object before the district court on
those grounds. A contemporaneous objection must be made to properly preserve for
appeal the issue of whether the evidence satisfied the Frye test. See, e.g., State v.
Ordway, 261 Kan. 776, 801, 934 P.2d 94 (1997); Ohlmeier v. Jones, 51 Kan. App. 2d
1014, 1019-20, 360 P.3d 447 (2015). The objection must be specific, and the grounds for
the objection argued on appeal must be the same as the grounds asserted at trial. State v.
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Reed, 300 Kan. 494, 505-06, 332 P.3d 172 (2014). As Jimenez did not preserve the Frye
issue for appeal, the issue is not properly before us.
Affirmed.