IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 89,547
STATE OF KANSAS,
Appellee,
v.
MICHAEL K. MATTOX,
Appellant.
SYLLABUS BY THE COURT
1. In determining whether an accused has waived a previously asserted constitutional right, the court must first determine whether the accused actually invoked the right and, if so, whether the accused (1) initiated further discussions with police and (2) knowingly and intelligently waived the previously asserted right.
2. The prosecution has the burden to show that subsequent events indicated a waiver of a previously asserted right and that the waiver was knowing, voluntary, and intelligent under the totality of the circumstances.
3. An appellate court employs the same standard of review for determining the voluntariness of the waiver of Miranda rights as it does for assessing the voluntariness of a defendant's statement. The inquiry requires an examination of the totality of the circumstances, and an appellate court reviews the factual underpinnings of the trial court's decision by a substantial competent evidence standard and the ultimate legal conclusion by a de novo standard. Language to the contrary in prior decisions is clarified.
4. Once the mandate of Miranda has been complied with at the threshold of the interrogation by law enforcement officers and the suspect has voluntarily waived his or her Miranda rights, whether Miranda warnings must be given for successive interrogations depends upon the totality of the circumstances.
Review of the judgment of the Court of Appeals in an unpublished decision filed April 2, 2004. Appeal from Shawnee district court; JAN W. LEUENBERGER, judge. Judgment of the Court of Appeals affirming in part and reversing in part the district court is affirmed in part and reversed in part. Judgment of the district court is affirmed. Opinion filed December 9, 2005.
Randall L. Hodgkinson, deputy appellate defender, argued the cause and was on the briefs for appellant.
Robert D. Hecht, district attorney, argued the cause, and Deborah L. Hughes, assistant district attorney, and Phill Kline, attorney general, were with him on the briefs for appellee.
The opinion of the court was delivered by
NUSS, J.: Michael Mattox was convicted by a jury of one count of aiding and abetting unintentional second-degree murder and one count of aiding and abetting criminal discharge of a firearm. The Court of Appeals reversed in part, holding that Mattox's statements made to three Topeka Police Department detectives and evidence obtained as a result of those statements should have been suppressed. It affirmed the district court on all other issues, however, including the admission into evidence of Mattox's statements made to Douglas County Sheriff's Office booking officer Mark Unruh. State v. Mattox, No. 89,547, unpublished opinion filed April 2, 2004.
Both Mattox and the State filed petitions for review, which we granted solely on the suppression issues. Our jurisdiction is pursuant to K.S.A. 60-2101(b).
The issues on appeal, and our accompanying holdings, are as follows:
- Did the district court err in admitting Mattox's statements to Douglas County Sheriff's Office booking officer Mark Unruh? No.
- Did the district court err in admitting Mattox's statements to Topeka Police Department detectives and Mattox's handgun obtained as a result of those statements? No.
- Did an independent basis for admitting Mattox's handgun exist under United States v. Patane, 542 U.S. 630, 159 L. Ed. 2d 667, 124 S. Ct. 2620 (2004)? Moot.
Accordingly, we affirm in part and reverse in part the Court of Appeals and affirm the district court.
FACTS
Officer Matthew Ford of the Topeka Police Department was on duty October 11, 2001, when he responded to the 1100 block of Carnahan regarding reported gunshots. When he arrived at 3:21 a.m., he found a gray car stopped on the median; the car was still running and music was playing. John Lane was slumped over in the driver's seat with two gunshot wounds to his head. Lane was taken by ambulance to a hospital but died shortly thereafter.
Although several people heard four or five rapid gunshots, the police found no eyewitnesses to the shooting. Four .380 caliber shell casings were found at the scene. Their locations were consistent with shots fired from a moving vehicle.
Five days after the Lane shooting, on October 16, 2001, Officers Joshua Guile and Matt Sarna of the Lawrence Police Department were dispatched to a Lawrence McDonald's restaurant regarding a possible robbery at a nearby Kwik Shop. Sarna searched the coat of the suspect, Michael Mattox, and found an empty magazine for a .380 caliber pistol in Mattox's right front pocket, as well as quite a bit of cash. Mattox was arrested for criminal trespass and transported by Guile to the Lawrence Investigation Center for an interview. On the way to the Center, Mattox made statements that he was afraid for his life; he thought people were coming after him and thought the officers were going to hurt him.
At 4:30 p.m. at the Center's interview room, Guile read Mattox his Miranda rights and after asking Mattox if he understood his rights after reading them all, Mattox answered, "Yes." Guile asked if Mattox was waiving his rights and if he would speak to the Lawrence police officers. Mattox said he wanted to speak with his lawyer, so Guile did not ask any further questions. Mattox was then taken to the county jail.
At 5:53 p.m. Mark Unruh, a corrections officer with the Douglas County Sheriff's Office, began booking Mattox for criminal trespass at the county jail. About 2 minutes into the booking, Mattox interrupted to say he had some information to tell Unruh. Unruh told him there was nothing Unruh could do with the information and he needed to be booked in. Several minutes later Mattox again interrupted to say, "I have some information I need to tell you." Unruh reexplained he merely booked people and there was nothing he could do with the information. Mattox repeated five or six times during the booking process that he had information he wanted to tell, and Unruh continued to tell Mattox he was not the person to receive such information. At one point Mattox became angry because Unruh would not listen to him.
At 7:30 p.m., after Mattox had been processed and showered, he approached Unruh and asked, "Are you ready to listen to me yet?" After moving to a juvenile processing room at Mattox's request for privacy, Unruh asked, "OK, what have you got to tell me?"
Mattox began by saying, "I have some information on a couple of murders." Unruh replied, "Okay, what about them?" Mattox first told Unruh about a murder at a bank. Unruh explained that all he could do with the information, as a corrections officer, was pass the information on to detectives. Unruh also began writing it down, telling Mattox he would pass the information on to detectives. Mattox did not object. Mattox then talked about his brother's murder for 5 to 10 minutes.
As Mattox talked, Unruh did not interrupt or question, except to make sure he had the names correct.
Unruh then went over his notes with Mattox to make sure everything was correct. After Unruh checked with Detective Massey for guidance, he began to type the information in a report to be placed in Massey's box. When informed of Massey's response, Mattox had no objection to this procedure. Unruh also gave Mattox a pencil and paper and suggested he write what he had told Unruh in his own words, a recitation that would be submitted with Unruh's report. While Unruh typed, Mattox wrote.
At 9:21 p.m., after Unruh finished his report on the two murders, he showed it to Mattox for accuracy. When Unruh asked if he had forgotten anything in his report, Mattox replied, "Well, I have some more information on another murder." Unruh then said, "Okay, tell me about it." Mattox then began to provide information on the Lane murder.
Mattox stated that around 3 a.m. on October 13, 2001, he was riding in a car driven by Robert Gigger behind the Pine Ridge Apartments in Topeka. When another car pulled up next to them on the driver's side, Gigger was agitated because the car had been swerving behind them. Gigger told Mattox to get the gun, which Mattox retrieved from the glove compartment. Gigger then took the .380 handgun registered to Mattox and shot the victim, John Lane. Mattox repeatedly said that he was not the shooter. He told Unruh that after the shooting he and Gigger went to Mikey Watson's house and then home where they saw the murder on the news.
As Mattox talked, Unruh interrupted only to get times and locations correct. When Mattox was done talking about the Lane murder, Unruh advised Deputy Robertson who told him Topeka police would be called when Unruh was done. Unruh then typed the Lane murder information into his report and, when completed, read it to Mattox. Mattox's only comment was that he had not shot Lane. While Unruh had typed, Mattox had continued working on his statement, even asking for an eraser and another pencil at one point.
As Unruh was finishing his report, his shift ended, so he took Mattox to a holding cell, where Mattox continued to write. Unruh then went off duty and left the building around midnight.
Topeka Police Department Detectives Brian Hill, Gary Robinson, and Richard Volle were called into their police station at 10:30 that same night. They were previously aware that Lane had been shot while driving a car on Deer Creek Parkway and that .380 shell casings had been found in the area. They were now told that Mattox had been arrested in Lawrence for criminal trespass and was giving information on the Lane homicide. The detectives were told that according to Mattox, Robert Gigger had committed the crime.
The three detectives went to the Douglas County jail, arriving at 12:55 a.m. on October 17. They set up a video camera in the interview room, and Mattox was brought in. The detectives were aware that Mattox had written out a statement and saw he was holding a paper when he came in. They introduced themselves and told Mattox they were investigating the John Lane murder. None of the officers read Mattox his Miranda rights.
Several minutes into the interview, the following exchange took place:
"Detective: You already told these guys [Douglas County] kind of what happened, that you guys were just driving down the street. Were you driving the car?
"Mattox: No, I wasn't driving the car.
"Detective: How many people was in the car?
"Mattox: You guys are trying to trick me. It was only two but –
"Detective: You and Robert?
"Mattox: I know I need to talk to a lawyer, because I know anything I say y'all are going to twist it. But I don't know, I don't know if the gangs are setting me up. I don't know, I need to collect my thoughts. You all won't let me make a phone call. There's people out there that I gotta . . .
"Detective: Here's the thing. You know you have all your rights in place, okay?
"Mattox: Huh?
"Detective: You have all your rights.
"Mattox: What's all my right?
"Detective: (Over each other) Just like the TV show.
"Mattox: (Over each other) So I'm not under arrest for it? Right." (Emphasis added.)
The videotaped interview lasted from approximately 1 a.m. until 2:30 a.m. Over its course, Mattox told the detectives that he and Gigger were riding in the car, going to a friend's house to smoke some marijuana. A car pulled up behind them, driving erratically and tailgating. They thought it might be other gang members wishing to do them harm. Gigger said, "There's a car coming up real fast." Mattox took the gun in his hand, and the car passed. Mattox saw it was not a gang member, but Gigger had taken the gun out of Mattox's hand. Mattox asked, "Should we shoot him for driving like that?" Gigger then repeatedly shot through the window and hit John Lane. Mattox never intended that Gigger would shoot the other driver.
During the interview, Mattox stated that he had given Gigger the gun the evening of October 15. After much prodding, Mattox admitted that the gun was in a dumpster behind a strip mall in Lawrence.
Near the end of the interview, at the request of Detective Robinson, Mattox signed the handwritten statement which he had brought with him. His statement, which tracks much of his videotaped interview, is as follows:
"Me (Michael) and Robert Gigger was going to chill at Mikey Watkins house and smoke weed when we was driving down 21st street we made a left on a street I can't remember, it is right behind Pine Ridge where John Lane was kill on. John Lane was behind us but he was driving real crazy but I did'nt realize until now that Robert was going about 30 miles an hour the speed limit and John Lane wanted to go faster so I think he wanted to pass us. But at the time it was happening I thought that he might be trying to shoot at us because Robert is a gang member and has got shoot at on some occasions so he made me think that someone was about to shoot at us in the car. Robert told me to get gun so I got the gun out of the glove box and pulled down the back seat [unreadable] and reached an got the clip out of the trunk. Eventually John Lane pass us and I was about to place everything back where I got it from while I was doing I made a comment that he deserves to be shoot at for driving behind like he was going to shoot us, but I didn't mean it. So when I said that Robert got hype up and took the gun and cock then shot at him about 5 or 6 times and kill him. When I saw that I couldn't explain how I felt. Then we went to Mikey house (not sure of address around SE 8th.) I was trying to make it seem like everything was cool and that he could trust me not to tell.
"[Signed] Michael Mattox 10/17/01"
In trying to locate the gun after the interview, the officers searched three or four dumpsters at several strip malls but were unsuccessful. With Mattox's physical assistance, at 4:50 a.m. they found in a dumpster a Smith and Wesson .380 automatic handgun that had been purchased by Mattox. Later that day, the officers executed a search warrant on Gigger's house where he was arrested and charged with the murder of John Lane. The gun was later determined to be a match for one of the bullets recovered from Lane's body and for the four shell casings found at the scene. Sometime after Gigger claimed that both he and Mattox had shot at Lane, Mattox was arrested for his involvement in the episode.
Mattox eventually filed a motion to suppress, and the district court conducted a hearing on January 30, 2002. Booking officer Unruh, Lawrence police officers Sarna and Guile, and Topeka detectives Hill, Volle, and Robinson were the only witnesses. On February 14, 2002, the court denied Mattox's motion concerning his statements to Unruh, both oral and written (with signature redacted), holding that Mattox had waived his right to counsel with Unruh. Based upon a determination that Mattox had clearly reinvoked his right to counsel during his videotaped interview with the Topeka detectives, however, the court granted the part of the motion concerning that interview, Mattox's signature on the handwritten statement, and the subsequently-found handgun.
On March 22, 2002, the court granted the State's motion for reconsideration, holding that Mattox had not clearly reinvoked his right to counsel during the interview with the Topeka detectives. Accordingly, Mattox's videotaped interview, his signature on his handwritten statement, and the handgun were now admissible.
The State introduced information from the statements into evidence at the jury trial, as well as the videotaped interview and the handgun. The jury convicted Mattox of aiding and abetting reckless second-degree murder and criminal discharge of a firearm. Based upon Mattox's criminal history classification, the court sentenced him to a controlling 176-month prison sentence.
ANALYSIS
Standard of Review
In reviewing a trial court decision regarding the suppression of an accused's statements and evidence obtained as a result of those statements, we review the factual underpinnings of the decision by a substantial competent evidence standard of review and review the ultimate legal decision drawn from those facts de novo with independent judgment. See State v. Walker, 276 Kan. 939, 944, 80 P.3d 1132 (2003). We do not reweigh the evidence, pass on the credibility of witnesses, or resolve conflicts in the evidence. State v. Swanigan, 279 Kan. 18, 23, 106 P.3d 39 (2005).
Issue One: Did the district court err in admitting Mattox's statements to Douglas County Sheriff's Office booking officer Mark Unruh?
Mattox argues that the district court erred in admitting his statements to Unruh because he had earlier invoked his right to counsel when speaking with Officer Guile. Specifically, he contends that the district court failed to sufficiently analyze whether he had voluntarily waived his right. The State responds that Mattox's statements are admissible because he reinitiated contact with law enforcement, i.e., Unruh, and then voluntarily waived his rights to counsel.
Recently, in Walker, 276 Kan. 939, this court addressed the law relating to custodial interrogations after a defendant's assertion of his or her right to counsel:
"The Fifth Amendment to the United States Constitution guarantees the right against self-incrimination, including the right to have a lawyer present during custodial interrogation and the right to remain silent. Miranda v. Arizona, 384 U.S. 436, 479, 16 L. Ed. 2d 694, 86 S. Ct. 1601 (1966). . . .
. . . .
"Once the right to counsel has been invoked, the courts impose a 'relatively rigid requirement that interrogation must cease . . . .' [Citation omitted.] Questioning can be resumed only after a lawyer has been made available or the suspect reinitiates conversation. Edwards v. Arizona, 451 U.S. at 482, 484-85; Henry, 273 Kan. at 613. The Edwards rule provides a 'second layer of prophylaxis for the Miranda right to counsel' [citation omitted] which is 'designed to prevent police from badgering a defendant into waiving his previously asserted Miranda rights.' (Michigan v. Harvey, 494 U.S. 344, 350, 108 L. Ed. 2d 293, 110 S. Ct. 1176 [1990].) See Henry, 273 Kan. at 613." 276 Kan. at 944-46.
We made clear in Walker that our analysis of whether custodial interrogation is appropriate after a suspect has invoked his or her right to counsel is two-fold:
"In determining whether an accused has waived a previously asserted constitutional right, the court must . . . determine whether the accused (1) initiated further discussions with police and (2) knowingly and intelligently waived the previously asserted right. Smith v. Illinois, 469 U.S. 91, 95, 83 L. Ed. 2d 488, 105 S. Ct. 490 (1984). The prosecution has the burden to show that subsequent events indicated a waiver of a previously asserted right and that the waiver was knowing, voluntary, and intelligent under the totality of the circumstances. Oregon v. Bradshaw, 462 U.S. 1039, 1044-46, 77 L. Ed. 2d 405, 103 S. Ct. 2830 (1983); State v. Matson, 260 Kan. 366, 374, 921 P.2d 790 (1996). A valid waiver of a previously asserted right 'cannot be established by showing only that [the suspect] responded to further police-initiated custodial interrogation even if he has been advised of his rights.' Edwards, 451 U.S. at 484. Further, the accused's statements must evince 'a willingness and a desire for a generalized discussion about the investigation' and 'not merely [be] a necessary inquiry arising out of the incidents of the custodial relationship.' Bradshaw, 462 U.S. at 1045-46." State v. Walker, 276 Kan. at 946-47.
In a 16-page Memorandum and Order dated February 14, 2002, the district court performed this two-step analysis. It "found and concluded" that Mattox initiated the communication and voluntarily and validly waived his right to remain silent and his right to counsel; as a result, Mattox's oral statements to Unruh and his written statement were admissible. The Court of Appeals affirmed.
Substantial competent evidence supports the district court's finding that Mattox initiated the communication. Unruh testified at the suppression hearing that during the booking, Mattox was persistent in trying to talk to him about "some information," i.e., he broached the subject five to six times. At one point, Mattox got angry because Unruh would not listen. After being repeatedly put off because Unruh said he was not the person to receive such information, Mattox again approached Unruh after Mattox's shower and asked, "Are you ready to listen to me yet?" Unruh testified that Mattox then asked to go to a private room and there began to talk about three different murders, including his own brother's.
With a substantiated finding that Mattox initiated the communication, our next inquiry is
"'whether a valid waiver of the right to counsel and the right to silence had occurred, that is, whether the purported waiver was knowing and intelligent and found to be so under the totality of the circumstances, including the necessary fact that the accused, not the police, reopened the dialogue with the authorities.' Edwards v. Arizona, 451 U.S. at 486, n. 9. As we have said many times before, this determination depends upon '"the particular facts and circumstances surrounding [the] case, including the background, experience, and conduct of the accused."' [Citations omitted.]" Oregon v. Bradshaw, 462 U.S. 1039, 1046, 77 L. Ed. 2d 405, 103 S. Ct. 2830 (1983).
But first, an examination of our standard of review of the Miranda rights waiver issue is in order. This court recently reaffirmed that after we look to see whether the trial court's findings regarding confessions are supported by substantial competent evidence, our subsequent determination of whether the confession was voluntary – based upon that totality of factual circumstances – is a legal conclusion requiring de novo review. State v. Swanigan, 279 Kan. 18, 31, 106 P.3d 39 (2005); see Arizona v. Fulminante, 499 U.S. 279, 287, 113 L. Ed. 2d 302, 111 S. Ct. 1246 (1991); State v. Makthepharak, 276 Kan. 563, 567, 78 P.3d 412 (2003); State v. Vandiver, 257 Kan. 53, 57, 891 P.2d 350 (1995).
By contrast, we have held that the often-related question of whether a waiver of Miranda rights was knowing, voluntary, and intelligent – also based upon the totality of factual circumstances – is a question of fact. See State v. Mays, 277 Kan. 359, 372-73, 85 P.3d 1208 (2004); Makthepharak, 276 Kan. at 567. Accordingly, our review has been limited to determining whether substantial competent evidence exists to support the trial court's findings of voluntary, knowing, and intelligent waiver. Makthepharak, 276 Kan. at 567.
We observe, however, that all the federal circuit courts of appeal regard the voluntariness of a waiver of Miranda rights as an issue of law. As stated by the Seventh Circuit in United States v. Mills, 122 F.3d 346, 349 (7th Cir. 1997):
"On the issue before us today, the voluntariness of the waiver of Miranda rights, the other circuits also are of one mind and employ the same paradigm as they do for assessing the voluntariness of a defendant's statement. We stand alone in using a deferential standard of review with respect to the ultimate issue of voluntariness."
The Seventh Circuit then concluded:
"We believe that Ornelas [v. United States, 517 U.S. 690, 134 L. Ed. 2d 911, 116 S. Ct. 1657 (1996)] makes it clear that we ought to join the rest of the Country in holding that the ultimate issue of the voluntariness of a waiver of Miranda rights ought to be reviewed de novo by an appellate court. Like the issue of the voluntariness of a defendant's statement, the voluntariness of a Miranda waiver requires assessment of the historical facts of the case in light of a prevailing legal standard. Like the issue . . . in Ornelas, independent review is necessary to ensure uniformity of decision and the predictability and ease of administration that follow from uniformity of decision. Nevertheless, as the Supreme Court did in Ornelas . . . , we emphasize that the findings of historical fact and the reasonable inferences that the trier of fact draws from those findings are matters on which we owe deference." 122 F.3d at 350.
We agree with the federal circuit courts of appeal. We acknowledge that the judicial determinations of the two issues usually are separate, i.e., one can make a voluntary waiver of his or her Miranda rights but still produce an involuntary confession. See Baskin v. Clark, 956 F.2d 142, 145 (7th Cir. 1992). We also acknowledge, however, that when dealing with an implied – as opposed to an explicit – waiver, the issue of whether the defendant waived his or her Miranda rights can be virtually indistinguishable from the issue of whether the defendant's statement was voluntary. See United States v. Mills, 122 F.3d 346, 351 (7th Cir. 1997). It is therefore particularly appropriate, under these circumstances, that the same standard of review be applied to both issues. We so clarify our language in cases such as Mays and Makthepharak.
We reject Mattox's allegation that the district court failed to sufficiently analyze whether he had voluntarily waived his Miranda-based rights to silence and to counsel. Clearly, in its determination the court considered "the necessary fact that the accused, not the police, reopened the dialogue with authorities" (see Edwards v. Arizona, 451 U.S. 477) and found – based upon Unruh's testimony – that Mattox insisted on telling his story to Unruh about three different murders. The court also found that Unruh's statements were not evocative, i.e., he primarily allowed Mattox to unburden himself of Mattox's own accord. The court further found that Mattox was properly advised of his Miranda rights; that he understood them; that Mattox was 22 years old; and that he had 2 years of college education. The district court additionally found no evidence of odor of alcohol or drugs, i.e., that Mattox was not under their influence.
These findings are supported by substantial competent evidence. Guile testified that he read the Miranda warnings and that Mattox told him he understood them. He also testified that Mattox invoked his Miranda right to counsel, signifying Mattox indeed understood them, so Guile stopped his questioning. Furthermore, Mattox's age and education level were contained in the court file.
Additionally, Unruh testified at the suppression hearing that he let Mattox talk; he interrupted only to make sure he understood names, times, and locations. Unruh explained to Mattox that he was taking notes so he could relay the murder information to Detective Massey, an investigating detective, and that Mattox did not object. In short, Mattox knew that the information would be forwarded to additional law enforcement personnel for action, and he apparently approved. When Mattox was finished, Unruh went over the information to make sure everything was correct, and Mattox had no objection to this procedure either. Nor did Mattox ask for corrections, additions, or deletions, except to repeat that he had not shot Lane.
Unruh also testified that while he was writing the report, he gave Mattox a pencil and a piece of paper and told him he could write his story down in his own words and that Mattox's statement would be attached to his report for the detectives. Accordingly, Mattox knew that his own words also would be forwarded to other law enforcement personnel for possible action. Mattox wrote and even asked for an eraser and another pencil to complete his task. Mattox was writing the entire time Unruh was typing his report and after Unruh took Mattox to a holding cell, Mattox continued to write, apparently on his own, because Unruh by then had left the building.
We also observe there is no evidence in the record on appeal of any drug or alcohol odor on Mattox, no evidence he was under the influence, and no evidence of threats, promises, or inducements for Mattox to talk.
The district court concluded that not only were Mattox's Miranda rights validly waived but that he also gave a knowing and voluntary confession.
We agree. The district court's substantiated findings permit us to independently conclude that, under the totality of the circumstances, Mattox's Miranda rights were knowingly and voluntarily waived, and his two confessions – oral and written – were voluntarily and knowingly given. Cf. United States v. Mills, 122 F.3d 346, 351 (7th Cir. 1997) (the two inquiries can be virtually indistinguishable).
State v. William, 248 Kan. 389, 807 P.2d 1292 (1991), also contains some parallels. There, this court held that although the defendant had court-appointed counsel after his first court appearance, he waived this Sixth Amendment right when he initiated contact with an employee at the sheriff's department and the employee "did not attempt to elicit confessional statements," but primarily listened to William's self-incriminating statements and asked a few clarifying questions. This court also held the trial court did not err when it concluded that the statements were voluntarily made and the statements were admitted into evidence. 248 Kan. at 413-14.
Issue Two: Did the district court err in admitting Mattox's statements to the Topeka Police Department detectives and Mattox's handgun obtained as a result of those statements?
Mattox argues that even a waiver of his Miranda rights with Unruh does not allow the admission of his videotaped statement and his handgun. He essentially argues an additional Miranda warning should have been given by the Topeka detectives or a determination made by them that Mattox fully understood his rights. The State responds that Mattox's Miranda waiver continues unless and until he reinvokes his rights.
The district court, in its five-page order of reconsideration of March 22, 2002, held that Mattox had not made a