In re the Care and Treatment of Miles

1

No. 105,344

IN THE COURT OF APPEALS OF THE STATE OF KANSAS

In the Matter of the Care and Treatment of
JIMMY WAYNE MILES.


SYLLABUS BY THE COURT

1.
Each person committed pursuant to the Sexually Violent Predator Act is entitled
under K.S.A. 2011 Supp. 59-29a08(a) to an annual review by the court for purposes of
deciding whether probable cause exists to believe that the person's mental abnormality or
personality disorder has so changed that the person is safe to be placed in transitional
release.

2.
A probable cause determination under K.S.A. 2011 Supp. 59-29a08(a) of the
Sexually Violent Predator Act is comparable to a probable cause determination at the
preliminary hearing stage of a criminal proceeding; thus, the court must determine
whether there is sufficient evidence to cause a person of ordinary prudence and action to
conscientiously entertain a reasonable belief that the committed person's mental
abnormality or personality disorder has so changed that the person is safe to be placed in
transitional release.

3.
If a court determines that probable cause exists to believe that the mental
abnormality or personality disorder of a person civilly committed under the Sexually
Violent Predator Act has so changed that the person is safe to be placed in transitional
release, then K.S.A. 2011 Supp. 59-29a08(c)(1) requires the court to set a hearing on the
issue.
2

4.
In a probable cause determination under the Sexually Violent Predator Act, it is
the person who is committed that bears the burden to establish probable cause for this
hearing.

5.
When the district court's probable cause determination at an annual review hearing
under the Sexually Violent Predator Act is based on expert reports and arguments of
counsel, an appellate court is in the same position as the district court to determine
whether the evidence is sufficient to establish probable cause.

6.
When the district court's probable cause determination under the Sexually Violent
Predator Act is based solely on documentary evidence, an appellate court applies a de
novo standard of review.

7.
A sexually violent predator is defined in K.S.A. 2011 Supp. 59-29a02(a) as any
person who has been convicted of or charged with a sexually violent offense and who
suffers from a mental abnormality or personality disorder which makes the person likely
to engage in repeat acts of sexual violence.

8.
Mental abnormality is defined in K.S.A. 2011 Supp. 59-29a02(b) as a congenital
or acquired condition affecting the emotional or volitional capacity which predisposes the
person to commit sexually violent offenses in a degree constituting such person a menace
to the health and safety of others.


3

Appeal from Wyandotte District Court; KATHLEEN M. LYNCH, judge. Opinion filed April 27,
2012. Reversed and remanded with directions.

Christopher R. Cuevas, of Cuevas Law Firm, P.A., of Kansas City, for appellant.

Jennifer L. Myers, special assistant attorney general, Jerome A. Gorman, district attorney,
Kristafer R. Ailslieger, assistant solicitor general, and Derek Schmidt, attorney general, for appellee.

Before MALONE, P.J., BUSER and STANDRIDGE, JJ.

STANDRIDGE, J.: Jimmy Wayne Miles was civilly committed to the custody of the
Secretary of the Kansas Department of Social and Rehabilitation Services (SRS) in
December 2001. Since that time, he has been a resident in the Sexual Predator Treatment
Program (SPTP) at Larned State Security Hospital. In this appeal, Miles challenges the
district court's decision to deny his petition for discharge or transitional release from
confinement. Because we find Miles presented sufficient evidence to establish probable
cause to believe he is qualified for discharge or transitional relief, we remand to the
district court for a hearing pursuant to K.S.A. 2011 Supp. 59-29a08(c)(1).

FACTS

In 1989, Miles pled guilty to charges of aggravated sexual battery against his 9-
year-old daughter. The court imposed an underlying term of prison but granted probation,
during which Miles sought treatment from a mental health center. In 1996, a jury
convicted Miles of aggravated indecent liberties in connection with his 6-year-old great-
niece. The court sentenced Miles to a term of prison.

In January 2000, the Kansas Department of Corrections (KDOC) had Miles
evaluated to consider release options and civil commitment under the Sexually Violent
Predator Act (SVPA), K.S.A. 59-29a01 et seq. Miles ultimately was paroled in May 2001
4

with conditions that required him to attend a sex offender treatment program. The court,
however, revoked his parole the next month upon a finding that Miles violated the
conditions thereof by failing to take sufficient responsibility for either of his two
convictions, failing to adequately progress in treatment, and failing to adequately journal.

Upon his return to prison, the KDOC ordered Miles be evaluated a second time to
consider release options and civil commitment under the SVPA. In a report dated
August 27, 2001, the evaluator indicated that Miles met the criteria for "Pedophilia,
Sexually Attracted to Females, Nonexclusive Type" and "Personality Disorder, NOS."
The results of the Static-99 test (an actuarial test used to determine the chances of a
person committing a new sexual offense once he or she is released from prison)
administered to Miles at the time, however, reflected he had a "low" risk of reoffending
as "many of the usual risk factors were absent in his case."

On October 3, 2001, the State filed a petition alleging Miles may meet the criteria
of a sexually violent predator and, as such, requested Miles be transferred to an
appropriate facility for an evaluation of his mental condition. The court appointed
counsel for Miles and granted the request for an evaluation, which was conducted at
Larned State Hospital. On November 12, 2001, the evaluating clinicians at Larned
presented a report and opinion that Miles met the definition of a sexually violent predator
as defined by the SVPA. In December 2001, Miles waived his right to a jury trial and
stipulated to the fact that there was sufficient evidence from which a jury could find that
he met the statutory criteria of a sexually violent predator. As a result of this stipulation,
the court involuntarily committed Miles to SRS custody pursuant to K.S.A. 2011 Supp.
59-29a07(a) until such time that his mental abnormality improved to a point where it
would be safe to release him.

As required by K.S.A. 2011 Supp. 59-29a08(a), SRS thereafter conducted an
annual evaluation of Miles' mental condition and submitted annual reports regarding his
5

status. These reports were completed by SRS psychologists having regular contact with
Miles, as well as Miles' primary therapist. Each of the eight reports submitted by SRS
from 2002 through 2009 expressed the opinion that Miles remained a sexually violent
predator and recommended that Miles remain in SRS custody.

In May 2006, Miles requested and received an independent examination from Dr.
Robert Barnett on the issue of whether Miles' mental abnormality had so changed that he
was not likely to commit acts of sexual violence if released from the SPTP. Barnett's
report stated, in relevant part:

"[F]rom my perspective as a forensic psychologist who is not involved in his treatment,
Mr. Miles appears to be doing relatively well and also appears to be complying with all
the requirements of the program. A review of the records also suggests that substance
abuse played a major role in his illegal behavior in the past, and that provided he abstains
from drugs or alcohol in the future, and participates in outpatient substance abuse
treatment, he probably represents little or no risk to the public. Due to this, and the fact
that the test findings in this evaluation are relatively benign, I can see no objection to him
moving forward in this program with the eventual goal of being released back into the
community."

On June 25, 2007, almost a year after Dr. Barnett conducted his evaluation, the
court held a hearing and concluded that, although Miles was making progress in his
treatment, the evidence presented did not amount to probable cause to believe that his
mental abnormality had so changed that it was safe to place him in transitional release.

In January 2008, Miles filed a pro se petition for discharge or transitional release
and requested the district court appoint an expert to examine him and provide testimony
in support of his petition. On January 31, 2008, the court summarily denied Miles'
petition and his request to have an expert appointed. On appeal, a panel of this court
reversed and remanded to the district court with directions to make a finding, as required
6

by K.S.A. 59-29a06, regarding whether an independent evaluation was "necessary" under
the circumstances. See In re Care & Treatment of Miles, 42 Kan. App. 2d 471, 479-80,
213 P.3d 1077 (2009).

Following remand, the district court ultimately granted the request for an
independent assessment and, on March 16, 2010, appointed Dr. Stanley Mintz to evaluate
Miles. Mintz met with Miles on May 12, 2010, and prepared a psychological evaluation
report. Mintz stated in his report that he believed Miles had made "tremendous progress"
during his time at Larned and that Miles "does not appear to be a violent sexual predator
at this time." Mintz recommended that Miles be considered for advancement to
transitional release with a goal of eventual release from the program.

On August 30, 2010, the district court held a hearing on Miles' petition for
discharge or transitional release. After taking the matter under advisement, the court held
the evidence presented did not amount to probable cause to believe that Miles' mental
abnormality had so changed that it was safe to place him in transitional release.

ANALYSIS

On appeal, Miles argues the evidence he presented to the court was sufficient to
establish probable cause to believe that his mental abnormality had so changed that it was
safe to place him in transitional release. To be clear, the relief Miles seeks as a result of
his probable cause showing is not immediate transitional release, but a full evidentiary
hearing or trial on the issue of whether transitional release is appropriate. In order to put
Miles' request in context, we find it helpful to provide a brief overview of the SVPA civil
commitment proceedings relevant to the issue presented.



7

Relevant Provisions of the SVPA

Each person committed pursuant to the SVPA is entitled to an annual review.
K.S.A. 2011 Supp. 59-29a08. As part of that annual review, the confined person is
entitled to be examined by an expert in order to render an opinion regarding whether the
person should continue to be confined. If, upon review, the district court "determines that
probable cause exists to believe that the person's mental abnormality or personality
disorder has so changed that the person is safe to be placed in transitional release, then
the court shall set a hearing on the issue." K.S.A. 2011 Supp. 59-29a08(c)(1). It is the
person committed who bears the burden to establish probable cause for this evidentiary
hearing. In re Care & Treatment of Sipe, 44 Kan. App. 2d 584, 592, 239 P.3d 871 (2010).

If the court makes a probable cause determination and sets a second hearing, the
burden shifts and it is the State that must prove, beyond a reasonable doubt, "that the
committed person's mental abnormality or personality disorder remains such that the
person is not safe to be placed in transitional release and if transitionally released is likely
to engage in acts of sexual violence." K.S.A. 2011 Supp. 59-29a08(c)(3). The State may
elect to proceed with this evidentiary hearing before the court or before a jury, and the
person committed is afforded the same rights to which he or she was entitled during the
initial commitment proceeding. K.S.A. 2011 Supp. 59-29a08(c)(3).

Standard of Review

As noted above, it is the person committed who bears the burden of proof to
establish probable cause for a second hearing on the issue. In re Care & Treatment of
Sipe, 44 Kan. App. 2d at 592. Because the standard of proof is probable cause, the district
court must "determine whether there is sufficient evidence to cause a person of ordinary
prudence and action to conscientiously entertain a reasonable belief that the committed
person's mental abnormality or personality disorder has so changed that the person is safe
8

to be placed in transitional release." 44 Kan. App. 2d at 592-93. A probable cause
determination under the SVPA is comparable to the probable cause determination made
at the preliminary hearing stage of a criminal proceeding; thus, it is appropriate to apply
the same de novo standard of review under the SVPA that we apply in the criminal
context. 44 Kan. App. 2d at 590-91. This standard of review is particularly appropriate
when, as here, the district court's probable cause determination was based on expert
reports and arguments of counsel, placing this court in the same position as the district
court to determine whether the evidence is sufficient to establish probable cause. See 44
Kan. App. 2d at 591.

The Evidence

The evidence presented at the hearing consisted of (1) the journal entry of
judgment for Miles' 1996 conviction; (2) precommitment reports from SRS-licensed
psychologists diagnosing Miles with pedophilia (females) and a personality disorder (not
otherwise specified); (3) a precommitment KDOC multidisciplinary team assessment
finding Miles to be a high predatory risk; (4) eight postcommitment yearly reports
completed by SRS psychologists and therapists having regular contact with Miles at
Larned; and (5) two postcommitment psychological evaluations completed by two
different independent licensed psychologists unaffiliated with SRS. Given the fact-
intensive nature of our probable cause inquiry, we provide the following chronological
summary of the information and opinions set forth in the yearly reports and the
independent psychological evaluations.

December 19, 2002, Annual Report: Advanced to Level 2 of inpatient treatment
program; good and satisfactory progress; had overcome early resistance to placement in
program; sexual fantasies reportedly limited to adult women, typically movie stars.

9

December 17, 2003, Annual Report: Remained at Level 2 but almost ready to advance to
Level 3; completed and presented his autobiography; made noteworthy progress in
program, especially given the chronic low back pain he suffered; no sexual urges.

December 17, 2004, Annual Report: Advanced to Phase 3 but reticent to comply with
treatment expectations (e.g., declined to participate in annual interview and update).

December 17, 2005, Annual Report: Remains at Phase 3 with progress; attended classes
and groups; continued to improve honesty with peers and staff; became more assertive
and less negative; developed good abstract thinking skills in social situations and
understanding of the treatment process; made remarkable strides in taking responsibility
for sexual crimes; sought to advance to Phase 4 but did not meet requirements due to
insufficient attendance statistics and underdeveloped relapse prevention plan.

June 10, 2006, Evaluation by Dr. Robert Barnett

Procedures: Performed mental status examination; conducted clinical interview;
administered psychological tests; reviewed treatment records, including relapse
prevention plan.

Diagnostic impression: Alcohol and cannabis dependence, in partial remission due to
institutional placement; dysthymic disorder, late onset, mild.

Findings:
 No diagnosis of pedophilia.
 No discrepancies noted between information from Miles during interview and
treatment records submitted in conjunction with the evaluation.
 Appeared to be doing relatively well and complying with all program requirements.
10

 Relapse prevention plan developed in Phase 4 was viable; showed thoughtfulness and
utilization of concepts learned in treatment.
 Noted that SRS annual reports did not identify or discuss in any way the nature of
Miles' mental abnormality.
 Miles' refusal to admit he molested his niece created an "existential dilemma" for
Miles. He cannot move forward in the program unless he admitted to the conduct
underlying his conviction, but if, in fact, he did not engage in the conduct, the only
way Miles could move forward was to lie, which was behavior that also would
prevent him from moving forward.

Recommendation: Given the benign results of psychological tests administered to Miles
and the fact that substance abuse played a major role in his past illegal behavior, Miles
probably represented little or no risk to the public provided he abstained from drugs and
alcohol and participated in outpatient substance abuse treatment. "I can see no objection
to him moving forward in this program with the eventual goal of being released back into
the community."

December 18, 2006, Annual Report: Advanced to Phase 4 in February; successfully
completed sexual behavior polygraph and relapse prevention plan; successfully
completed many advanced core classes; difficulty, at times, seeing past behavior as
problematic; no sexual urges, which may be due to a medication or physiological
problem. "It is possible that during the next year, Mr. Miles will meet with the Transition
Panel and be assigned to Phase 5."

December 18, 2007, Annual Report: Remained in Phase 4 but making progress; passed
Advanced Strategies for Motivation class (98%); enrolled in other advanced classes
(although attendance below average); completed relapse plan; took MSI II and
polygraph; increased group participation; showed respect for peers; expressed himself in
genuine manner; employed in vocational training program and got along well with
11

coworkers, clients, and staff; reported no sexual function. Although needed to better
maintain medication time lines, positive attitude, and personal hygiene, "Mr. Miles is to
be commended for his continued progress in treatment. He appears to have a degree of
clarity about what he needs to do to continue progress."

December 30, 2008, Annual Report: Raised clinical needs assessment scores to 8, which
was required for advancement to Phase 5; submitted request to advance to Phase 5, which
transition panel denied based—at least in part—on Miles' decision earlier in the day to
throw a container of milk at the trash can due to the limited selection of food available in
the cafeteria. Remained in Phase 4 with modest progress; continued to wrestle with
negative attitude toward program but had worked very hard on these issues over the last 6
months; had made much fewer negative comments; and had made efforts to be more open
to feedback. Miles did not make entries in his sexual fantasy log and reported he rarely
had sexual thoughts.

December 10, 2009, Annual Report: Minimal progress; medication compliant; polite and
cooperative with staff; requested to see transition board which was denied due to lack of
required attendance at activity therapy sessions; concerned about current medication
regimen and issues related to anger; Miles did not make entries in his sexual fantasy log
(reporting he rarely had sexual thoughts) and declined to take another polygraph until he
had been approved to see the transition board; clinical needs assessment scores rounded
up to 8 but program prohibited advancement unless the score was achieved without such
rounding; took food from cafeteria in violation of program rules; for the most part better
at bringing up topics and providing feedback to other group members but resisted
negative feedback about him from others, particularly about his work in the program and
his diet; declined to participate in annual interview due to pending litigation.



12

May 12, 2010, Evaluation by Dr. Stanley Mintz

Procedures: Performed mental status examination; conducted clinical interview;
administered psychological tests; reviewed treatment records.

Diagnostic impression: Dysthymia, mild; generalized anxiety disorder; alcohol and
cannabis abuse, in remission.

Findings:
 Miles was not currently a pedophile.
 Miles was not currently a violent sexual predator.
 Miles did not currently pose a threat to others.
 Miles had successfully internalized pro-social attitudes, values, and behavior patterns
since his commitment.
 Miles stated in his clinical interview that he had participated and cooperated with all
aspects of his treatment program; had passed polygraph examinations; had completed
all sexual offender treatment program material; had completed substance abuse
treatment; had good attendance in his classes; got along well with staff and other
residents; appreciated the harm he had done to his victims; and expressed remorse and
guilt for his past conduct.

Recommendation: Miles should be considered for advancement to the transitional
release phase of the program at this time with goal of eventual release from program.
Miles could benefit from treatment for help in avoiding a substance abuse relapse and
overcoming issues related to depression and anxiety.




13

Discussion

The sole issue presented in this appeal is whether the evidence presented to the
district court, as summarized above, was sufficient to cause a person of ordinary
prudence and action to conscientiously entertain a reasonable belief that Miles' mental
abnormality or personality disorder has so changed that he is safe to be placed in
transitional release. See K.S.A. 2011 Supp. 59-29a08(c). In order to determine whether
Miles' mental condition has changed, we begin our discussion by looking back to the
assessment of Miles' mental condition at the time he originally was committed.

The evaluation and report submitted to the court by SRS just prior to his
commitment concluded that Miles met the diagnostic criteria for (1) pedophilia, sexually
attracted to females, nonexclusive type and (2) personality disorder not otherwise
specified with antisocial and narcissistic traits. Beyond this summary diagnosis, the
report does not provide any criteria for, or information about, Miles' personality disorder.
The report does, however, discuss the pedophilia diagnosis and cites to the Diagnostic
and Statistical Manual of Mental Disorders, p. 528 (4th ed. 1995) (DSM-IV), which
contains the following criteria for that diagnosis:

A. Over a period of at least 6 months, recurrent, intense sexually arousing fantasies,
sexual urges, or behaviors involving sexual activity with a prepubescent child or
children (generally age 13 years or younger);
B. The fantasies, sexual urges, or behaviors cause clinically significant distress or
impairment in social, occupational, or other important areas of functioning;
C. The person is at least age 16 years and at least 5 years older than the child or
children in Criterion A.

The precommitment evaluators found the behaviors underlying each of Miles' two
convictions involved sexual activity with a prepubescent child over a period of at least 6
14

months and that those behaviors significantly impaired Miles' ability to adequately
function; accordingly, the report concluded Miles met the diagnostic criteria for
pedophilia.

The precommitment report further concluded that Miles met the statutory
definition of a sexually violent predator. A sexually violent predator is defined by the
SVPA as "[1] any person who has been convicted of or charged with a sexually violent
offense and [2] who suffers from a mental abnormality or personality disorder which
makes the person likely to engage in repeat acts of sexual violence." K.S.A. 2011 Supp.
59-29a02(a). Although the term "personality disorder" is not defined in the SVPA, the
term "mental abnormality" is defined as "a congenital or acquired condition affecting the
emotional or volitional capacity which predisposes the person to commit sexually violent
offenses in a degree constituting such person a menace to the health and safety of others."
K.S.A. 2011 Supp. 59-29a02(b). With regard to the first prong of the statutory definition,
the evaluators considered Miles' past convictions. With regard to the second prong, it
appears from the report that the evaluators considered Miles' diagnosis of pedophilia in
conjunction with the repetitive nature of past improper sexual behavior in order to
support their conclusion that Miles had a condition affecting his emotional or volitional
capacity to the extent that it predisposed him to commit sexually violent offenses to such
a degree that it posed a menace to the health and safety of others.

Having ascertained the precise nature of Miles' mental abnormality at the time he
originally was committed, we are now ready to determine whether the evidence presented
to the court supported a finding of probable cause to believe that Miles' mental
abnormality had so changed that he was not likely to commit acts of sexual violence if
released from the SPTP. In order to meet his burden to show that it had changed, Miles
submitted reports from two separate psychologists who, after conducting comprehensive
evaluations and reviewing relevant mental health records, both determined that Miles no
longer met the diagnostic criteria for pedophilia as set forth in the DSM-IV. Notably, this
15

pedophilia diagnosis was an essential part of the original finding that Miles had a mental
abnormality predisposing him to commit sexually violent offenses; thus, the fact that two
different experts independently determined that Miles no longer met the diagnostic
criteria for pedophilia was sufficient to create probable cause to believe that Miles'
mental abnormality had changed to the extent that he was not likely to commit acts of
sexual violence if released from the SPTP. This is especially true given there is no
evidence in the record to contradict these two consistent expert opinions. Although a
detailed examination of each annual report submitted from 2002 to 2009 may reflect
isolated instances when Miles failed to satisfy the criteria necessary to advance to the
next level/phase of the program, none of the reports identify the nature of Miles' mental
abnormality or discuss the extent to which it has or has not changed.

In sum, we find the evidence presented at the hearing was sufficient to cause a
person of ordinary prudence and action to conscientiously entertain a reasonable belief
that Miles' mental abnormality has so changed that he is safe to be placed in transitional
release. Notably, our probable cause determination does not entitle Miles to transitional
release; instead, it merely requires the district court to conduct an evidentiary hearing on
the issue of whether transitional release is appropriate. At that hearing, the State again has
the burden "to prove beyond a reasonable doubt that the committed person's mental
abnormality or personality disorder remains such that the person is not safe to be placed
in transitional release and if transitionally released is likely to engage in acts of sexual
violence." K.S.A. 2011 Supp. 59-29a08(c)(3).

Reversed and remanded with directions.